NYBERG RONALD

Director Nyberg buys 412 GOF shares at $12.13; holdings rise to 5,010 shares (+9.0%), stock now 23.0% below 52-week high

Ronald Nyberg, a director of Guggenheim Strategic Opportunities Fund, purchased 412 shares at $12.13 on 2025-12-18, increasing his position by 9.0% to 5,010 shares. The purchase occurred while the stock trades 23.0% below its 52-week high of $15.91, though recent momentum remains positive with a 30-day gain of 2.2%. Nyberg's cross-ticker track record shows 3 prior open-market buys with a 100.00% 90-day win rate and average 90-day return of +3.6%, though this cross-ticker performance does not establish a track record specifically at GOF. The timing and magnitude of this discretionary purchase merit investor attention given the fund's recent correction.

Director Ronald Nyberg bought 321 GUG shares at $15.53; holdings rise to 2,426 shares (+15.2% vs prior)

Director Ronald Nyberg purchased 321 shares of Guggenheim Active Allocation Fund at $15.53 on 2025-12-18, increasing his holdings by 15.2% to 2,426 shares. The transaction occurred 7 cents above the current market price of $15.36 and within the 52-week range of $13.98–$16.25. His prior transaction at this ticker (May 2025 buy) achieved a 90-day return of +0.3%, demonstrating consistent openness to accumulation in this position. Across his broader open-market history, Nyberg has completed 3 prior buys with an average 90-day return of +3.6% and a 100% win rate at the 90-day mark, though this cross-ticker track record may not be predictive of GUG-specific outcomes.

Director Ronald Nyberg bought 1,305 shares of GUG at $15.15 on 2025-05-05, lifting holdings 163.1% to 2,105 shares.

Ronald Nyberg, a director of Guggenheim Active Allocation Fund, purchased 1,305 shares at $15.15 on May 5, 2025, for a total value of $19,774.53, materially increasing his stake from 800 to 2,105 shares—a 163.1% increase in holdings. The purchase price is slightly below the current price of $15.16 and near the lower end of the 52-week range ($13.98–$16.65), occurring at a price -9.0% from the 52-week high. Across his open-market transaction history (all tickers), Nyberg has a single prior buy with an average 90-day return of +6.8% and a 100% win rate, though this cross-ticker track record does not establish predictive value for GUG-specific outcomes. The director's substantial share accumulation in his own fund merits investor attention, particularly given the concentrated increase in position size.

Trustee Nyberg buys 3,671 shares of AVK at $11.28; 6 other insiders also bought within 14 days

NYBERG RONALD purchased 3,671 shares at $11.28 on 2024-10-17, increasing his holdings by 33.4% from 10,986 shares to 14,657 shares. This transaction occurs within a cluster pattern: 6 other insiders have also bought AVK within the past 14 days, suggesting coordinated or consensus-driven activity among the company's insiders. The fund is currently trading at $11.40, only $0.12 above the transaction price, while the stock sits 11.3% below its 52-week high and down 9.1% over 90 days. The synchronized buying across multiple insiders may indicate an assessment of value at current levels, though the recent downward price trajectory warrants attention to the fund's underlying drivers.