GUG Guggenheim Active Allocation Fund Insider Trading

Director Ronald Nyberg bought 321 GUG shares at $15.53; holdings rise to 2,426 shares (+15.2% vs prior)

Director Ronald Nyberg purchased 321 shares of Guggenheim Active Allocation Fund at $15.53 on 2025-12-18, increasing his holdings by 15.2% to 2,426 shares. The transaction occurred 7 cents above the current market price of $15.36 and within the 52-week range of $13.98–$16.25. His prior transaction at this ticker (May 2025 buy) achieved a 90-day return of +0.3%, demonstrating consistent openness to accumulation in this position. Across his broader open-market history, Nyberg has completed 3 prior buys with an average 90-day return of +3.6% and a 100% win rate at the 90-day mark, though this cross-ticker track record may not be predictive of GUG-specific outcomes.

Director Ronald Nyberg bought 1,305 shares of GUG at $15.15 on 2025-05-05, lifting holdings 163.1% to 2,105 shares.

Ronald Nyberg, a director of Guggenheim Active Allocation Fund, purchased 1,305 shares at $15.15 on May 5, 2025, for a total value of $19,774.53, materially increasing his stake from 800 to 2,105 shares—a 163.1% increase in holdings. The purchase price is slightly below the current price of $15.16 and near the lower end of the 52-week range ($13.98–$16.65), occurring at a price -9.0% from the 52-week high. Across his open-market transaction history (all tickers), Nyberg has a single prior buy with an average 90-day return of +6.8% and a 100% win rate, though this cross-ticker track record does not establish predictive value for GUG-specific outcomes. The director's substantial share accumulation in his own fund merits investor attention, particularly given the concentrated increase in position size.

Director Toupin buys 1,500 shares of GUG at $15.10; holdings rise to 13.6K shares. Prior 5 buys at this ticker all well-timed at 90-day mark.

Ronald E Toupin Jr, a Director, purchased 1,500 shares at $15.10 on 2025-04-01, increasing his holdings by 12.4% to 13.6K shares. This represents his sixth open-market buy of Guggenheim Active Allocation Fund. Notably, his prior 5 trades at GUG show a consistent pattern: all were well-timed at the 90-day measurement, with four of five delivering gains of 1.9% to 11.7% over 90 days. The most recent prior buy (2024-04-01) also showed positive 30d and 90d returns of 0.6% and 1.9%. His cross-ticker track record reflects a 72.73% 90-day win rate with 11 prior buys. The current market price of $15.27 represents a modest position relative to recent price ranges ($14.03–$16.65), situating the purchase near the lower-to-middle zone of the 52-week range.

GUG Director Brock-Kyle Angela purchases 909 shares at $15.94 blended average, raising stake to 3,356 shares (+37.2%)

Brock-Kyle Angela, a Director of Guggenheim Active Allocation Fund, executed 3 separate purchases totaling 909 shares for $14,499.99 at a blended average price of $15.94 on 2024-09-03, increasing her holdings by 37.2% to 3,356 shares post-transaction. The current price of $15.83 is -0.9% from the 52-week high of $15.97, indicating the transaction occurred near peak valuation levels. Reviewing her cross-ticker track record, this insider's 5 prior open-market buys averaged only -1.9% returns over 90 days with a 50% win rate, though her single prior purchase at GUG on 2023-10-23 achieved +10.5% 90-day returns. The material increase in fund holdings at near-peak prices, combined with a broader historical pattern of mixed timing outcomes across her portfolio activity, warrants monitoring of subsequent price action to assess whether this concentrated purchase adds value or precedes a period of underperformance.