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EdgarHawk

Borgmann Kevin S.

Senior Advisor to the CEO

Officer
1 filing analyzed · 1 company · Latest 2024-08-08

Companies

Company Buys Sells Direction
CAPITAL ONE FINANCIAL CORP COF 0 13 Net selling

Activity

August 2024
high
Sell
61,532 shares
$8,175,295
Significance 6/10

Senior Advisor Kevin S. Borgmann sold 61,532 shares of COF for $8,175,294.61, reducing stake to 40.9K shares.

Borgmann executed 12 separate sales on 2024-08-06 totaling 61,532 shares for $8,175,294.61, with a blended average price of $132.86. This sale reduces his holdings by 60.1% from 102,466 to 40,934 shares. The transaction occurred while COF trades at $134.37, within its 52-week range, and the timing pattern warrants attention: across his open-market history, his 2 prior sells achieved a 100.00% well-timed rate at the 90-day mark, and his same-ticker history at COF shows 2 prior sells on 2023-07-25 that declined 22.5% and 22.9% over 90 days. His current 90-day return post-transaction is -5.7%, currently underperforming his historical 90-day well-timed rate of 22.7% decline, though the full 90-day window has not yet closed. This large, multi-tranche reduction of a senior executive's stake represents a material structural change in his COF position and merits monitoring against his established timing pattern.

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