COF CAPITAL ONE FINANCIAL CORP Insider Trading

GC Matthew W Cooper sold 3,500 COF shares at $208.00 (July 2026); scheduled 10b5-1 plan execution.

Matthew W Cooper, General Counsel & Corporate Secretary, sold 3,500 shares of Capital One Financial at $208.00 on 2026-07-07, reducing holdings from 93.7K to 90.2K shares via a pre-arranged 10b5-1 trading plan. The sale was scheduled, not discretionary. Cooper's prior trade at COF on 2026-06-02 also resulted in a 30-day return of +11.9%, and across his full cross-ticker track record, prior sells averaged a 30-day return of +5.4%, though these historical outcomes reflect events that already occurred and do not predict future price behavior. Capital One's current stock price of $191.92 sits 26.1% below its 52-week high and the sale price of $208.00, and the company shows strong fundamentals with annual revenue growth of +36.6% and $2.2B in recent net income against a $119.4B market cap. The scheduled nature of this transaction via 10b5-1 plan means it was not driven by discretionary timing decisions.

Matthew W Cooper sells 3,500 COF shares at $183.36; remains with 93,694 shares. Pre-arranged 10b5-1 plan.

Matthew W Cooper, General Counsel & Corp Secy, executed a sale of 3,500 shares for $641,760.00 as part of a pre-arranged 10b5-1 trading plan, reducing his holdings from 97,194 to 93,694 shares. Because this transaction is scheduled under a 10b5-1 plan, it reflects a predetermined trading program rather than a discretionary decision made in response to current market conditions. Cooper retains substantial equity ownership at 93,694 shares, and the company demonstrates strong recent performance with annual revenue growth of +36.6%, net income of $2,174,000,000.00, and a market cap of $114,956,145,803.59. The sale carries routine significance for an executive of his level given the scheduled nature and modest share reduction (-3.6% of pre-transaction holdings).

COF General Counsel Cooper sells 3,500 shares at $183.93; retains 97,194 shares post-transaction

Cooper Matthew W, General Counsel & Corporate Secretary, sold 3,500 shares of Capital One Financial at $183.93, generating $643,755.00 in proceeds while maintaining substantial holdings of 97,194 shares. The transaction occurred while COF traded at $185.79, representing a -28.4% discount from the 52-week high of $259.64, with the stock down -7.0% over the prior 30 days and -10.4% over 90 days. The company reports strong fundamentals with $15.2B in quarterly revenue, $2.2B net income, and 36.6% annual revenue growth, though the stock carries a elevated P/E of 35.87. This transaction is part of a pre-arranged 10b5-1 trading plan, indicating a scheduled disposition rather than a discretionary trading decision by the executive.

COF President Blinde Neal sells 38,135 shares for $7.3M; holdings drop 53.2% in 8 separate transactions at $188.04–$191.45

Blinde Neal, President of Commercial Banking at Capital One, executed 8 separate sales on 2026-02-24 totaling 38,135 shares (38.1K shares) for $7,265,238.19 ($7.3M), reducing his holdings from 71.7K to 33.6K shares—a 53.2% reduction in position size. The sales occurred at prices ranging from $188.04 to $191.45, with a blended average of $190.51, while the stock currently trades at $208.47, indicating these sales occurred 9.5% below the current price. Across his cross-ticker history, Neal's prior sells showed a 0.00% well-timed rate at the 90-day mark with an average 90-day return of +1.6%, meaning his previous sell executions were followed by stock gains. At Capital One specifically, his one prior sale on 2025-11-06 also preceded gains (30d +4.0%, 90d +1.6%), establishing a pattern where his sell signals have not preceded declines.

Raghu Ravi (President, Software, International & Small Business) sold 13,450 shares of COF at $250.00 on 2026-01-05, reducing holdings by 30.7% to 30,337 shares; stock at 52-week high.

Raghu Ravi, President of Software, International & Small Business at Capital One Financial, executed a $3,362,500 sale of 13,450 shares at $250.00, reducing his holdings from 43,787 to 30,337 shares—a 30.7% reduction. The sale occurred at the 52-week high ($257.94 current price, representing +0.0% from that peak), and timing is notable in light of his cross-ticker track record: his 1 prior sale had a subsequent 90-day return of +21.8%, indicating the stock rose after his sell, which is a poorly-timed outcome. At the same ticker (COF), his 1 prior sale on 2024-11-05 similarly saw a +21.8% 90-day return, suggesting a pattern where his prior exit signals have not preceded declines. The company's P/E of 115.67 and recent revenue growth of +6.3% place this transaction in the context of a substantially valued name; the magnitude of the position reduction warrants attention to whether this reflects portfolio rebalancing or a change in conviction.

COF Chief Enterprise Svcs Officer sells 17,840 shares for $3,961,081.08; stock down 12.5% from 52-wk high, holdings fall 27.0%

Frank G. LaPrade III executed 2 separate sales on 2025-11-13, totaling 17,840 shares (17.8K shares) for $3,961,081.08 at a blended average price of $222.03, reducing his holdings from 66,155 to 48,315 shares—a 27.0% reduction. The timing coincides with Capital One trading at $201.01, which is 12.5% below the 52-week high of $229.74 and down 4.9% over the prior 30 days. Reviewing LaPrade's prior 5 sales at COF, his timing has been poor: 0 of 5 were well-timed at the 90-day mark, with an average 90-day post-sale return of +12.5%—meaning the stock typically rose after his prior sales at this ticker. This transaction occurs in a company with a P/E of 90.14 and represents a discretionary open-market disposition of a substantial portion of his accumulated position during a period of price weakness.

Blinde Neal (COF President, Commercial Banking) sold 43,200 shares at $221.83 for $9,583,056 under pre-arranged 10b5-1 plan

Blinde Neal, President of Commercial Banking at Capital One, sold 43,200 shares at $221.83 on 2025-11-06 as part of a pre-arranged 10b5-1 trading plan, reducing holdings from 116,220 to 73,020 shares. The sale represents a scheduled reduction of 37.2% of his prior shareholdings with a total value of $9,583,056. Since this transaction is executed under a Rule 10b5-1 plan, it reflects pre-determined trading intentions rather than discretionary decision-making tied to current market assessment or company developments. The presence of a significant post-sale holding of 73,020 shares indicates ongoing equity ownership alignment, though the magnitude of the reduction may warrant attention to understand the plan's original design parameters.

COF CEO Richard Fairbank sold 103,487 shares for $22.8M across 9 transactions on 2025-11-04

Richard D Fairbank, Chairman and CEO of Capital One Financial Corp, executed 9 separate sales totaling 103,487 shares (103.5K shares) for $22,837,981.82 ($22.8M) on 2025-11-04 at prices ranging from $218.07 to $221.75, with a blended average of $220.68. His post-transaction holdings of 4,001,228 shares (4.00M shares) represent a -2.5% reduction from pre-transaction holdings of 4,104,715 shares (4.10M shares). The large single-day volume and price clustering across nine trades, combined with the fact that his cross-ticker track record shows an average 90-day return of +31.2% following his prior 20 sells with a well-timed rate of 0.00%, indicates his recent selling has not preceded price declines. Current stock price of $216.88 sits -5.6% below the 52-week high of $229.74, and the 30-day return is +1.5%, with a 90-day return of +4.2%. The substantial dollar volume and multi-tranche execution warrant observation given the CEO's position, though the transaction occurs at near 52-week highs and follows recent prior sales on 2025-10-27 at the same ticker.

COF Chairman/CEO FAIRBANK sells 103,486 shares (2.5% of holdings) in 8 transactions for $23.4M via 10b5-1 plan

Richard D. Fairbank, Chairman and CEO of Capital One Financial Corp, executed 8 separate sales totaling 103,486 shares for $23,354,788.27 on 2025-10-27, with a blended average price of $225.68. The transaction is part of a pre-arranged 10b5-1 trading plan, meaning it is scheduled rather than discretionary. Post-transaction holdings stand at 4,051,228 shares, a reduction of 2.5% from his prior position of 4,154,714 shares. As a scheduled plan trade, the filing reflects execution of a predetermined schedule rather than a response to current market conditions or company developments.

COF Chief Credit Officer Michael Zamsky sold 5,515 shares at $209.59 on 2025-08-04; holds 27,364 shares post-sale.

Zamsky reduced his COF position by 5,515 shares (-16.8% vs pre-transaction holdings of 32,879 shares) at $209.59, currently trading 1.6% higher at $212.88. His prior COF sales occurred in May and November 2024; the two November 2024 sales saw 30-day declines of -2.8% and -3.1% but recovered to 90-day gains of +4.6% and +4.3%, indicating neither was well-timed to avoid subsequent strength. Cross-ticker, his 5 prior open-market sales averaged -0.8% return in 30 days and +4.4% in 90 days, with a 90-day well-timed rate of 0.00%, suggesting his sales have consistently missed upside rallies. COF's fundamentals show a sharp loss: net income of $-4,277,000,000.00 ($-4.3B) in the latest quarter against $12,492,000,000.00 ($12.5B) revenue, though annual revenue grew +6.3% year-over-year. The sale occurs near the 52-week high of $220.91, but absent a 10b5-1 plan or scheduled disposition trigger disclosed here, the sale's timing relative to known fundamental headwinds warrants monitoring.