BATES SHILOH R

Chief Investment Officer Shiloh R. Bates buys 1,234 shares of FROPX at $17.18, raising holdings to 33.0K shares

Bates, the Chief Investment Officer, purchased 1,234 shares of Flat Rock Opportunity Fund at $17.18 on 2025-09-24, a routine addition that increased his holdings by 3.9% to 33.0K shares. This is his fourth open-market buy in the fund, continuing a pattern of purchases across FROPX. His prior three purchases at this ticker—on 2025-01-27, 2024-10-16, and 2023-08-18—lack measurable 90-day outcomes, providing no track record of timing accuracy at this security. The buy represents continued accumulation in his official investment vehicle, but without outcome data from prior same-ticker trades or fundamental developments, it signals routine portfolio activity rather than a compelling directional conviction.

CIO Shiloh Bates buys 2,652 shares of FROPX at $18.85 for $50,000, expanding holdings by 9.6%

Shiloh Bates, Chief Investment Officer, purchased 2,652 shares of Flat Rock Opportunity Fund at $18.85 on 2025-01-27, bringing his holdings to 30,255 shares. This represents a 9.6% increase in position size from 27,602 shares pre-transaction. The CIO has two prior buys in his cross-ticker track record and two prior purchases of FROPX itself (2024-10-16 and 2023-08-18); however, measurable 90-day outcomes are not yet available for any of these prior same-ticker trades. The transaction reflects ongoing accumulation by a senior investment officer, though the absence of measurable timing data prevents assessment of whether his prior purchases demonstrated prescient market entry.

CIO Shiloh Bates bought 5,254 shares of FROPX at $19.03 for $100,000.00, raising holdings 24.4%.

Shiloh Bates, Chief Investment Officer, purchased 5,254 shares at $19.03 on 2024-10-16 for a total value of $100,000.00, increasing his holdings from 21,555 shares to 26,810 shares—a 24.4% increase in position size. This represents his second open-market purchase of FROPX, following a prior buy on 2023-08-18. The transaction reflects a substantial absolute commitment of capital ($100,000.00), though the insider's broader track record shows only 1 prior buy across all tickers, limiting historical context for assessing conviction. Without current fundamentals or price action data, this purchase is best understood as a discrete capital deployment by the fund's CIO into his own fund.