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EdgarHawk

Herman Thomas E

Vice President and CFO

Officer
2 filings analyzed · 2 companies · Latest 2025-07-08

Companies

Company Buys Sells Direction
Calamos Aksia Private Equity & Alternatives Fund N.A. 1 0 Net buying
CALAMOS STRATEGIC TOTAL RETURN FUND CSQ 2 0 Net buying

Activity

July 2025
Buy
44,995 shares
$450,400
Significance 4/10

CFO Herman Thomas E buys 44,995 shares of Calamos Aksia Private Equity & Alternatives Fund at $10.01 for $450,400.40

Herman Thomas E, Vice President and CFO, purchased 44,995 shares of Calamos Aksia Private Equity & Alternatives Fund at $10.01 per share on 2025-07-07, establishing a net position of 44,955 shares after the transaction. Across all open-market transactions, his track record shows 6 prior buys with an average 90-day return of -0.1% and a 66.67% win rate, indicating modestly favorable timing on historical purchases but with mixed absolute returns. This buy represents a substantial capital commitment of $450,400.40 into an alternatives fund, though without additional context on the company's fundamentals or broader insider activity at this ticker, the signal remains typical of routine portfolio accumulation rather than an exceptional conviction indicator.

January 2025
Buy
23,190 shares
$424,668
Significance 4/10

CFO Herman Thomas E buys 23,190 shares of CSQ in 2 transactions for $424,667.97 at $18.31 avg, establishing initial position

Herman Thomas E, VP and CFO, executed 2 separate purchases totaling 23,190 shares for $424,667.97 on January 29–30, 2025, at a blended average price of $18.31, establishing his first recorded holding in CSQ. The timing aligns with the stock's recent positive momentum: the 30-day change is +3.1% and the 90-day change is +5.7%, placing the current price of $18.26 at -1.3% from the 52-week high of $18.50. Across his cross-ticker track record of 4 prior open-market buys, the insider has posted a 100.00% win rate over 90 days, with an average 90-day return of +0.3%, though this cross-ticker average return is modest and reflects mixed near-term outcomes (30-day average return -1.2%). The purchase occurs near the stock's recent highs, and the establishment of this new position by a C-suite executive merits observation but does not yet constitute a material pattern given the single-insider, single-ticker scope and the modest absolute significance relative to the fund's capitalization.

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