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EdgarHawk

Diego Rotsztain

Chief Governance/Legal Officer

Officer

Latest: Chief Governance/Legal Officer selling · May 2026

3 filings analyzed · 1 company · Latest 2026-07-27

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Companies

Company Buys Sells Direction
StoneX Group Inc. SNEX 0 3 Net selling

Activity

July 2026
2026-07-27 StoneX Group Inc. SNEX 10b5-1 Plan
low
Sell
20,630 shares
$1,534,886
Significance 4/10

Chief Governance Officer sells 20,630 SNEX shares at $74.40 for $1,534,886.44 via pre-arranged 10b5-1 plan

Diego Rotsztain executed a scheduled sale of 20,630 shares representing 37.2% of his pre-transaction holdings, reducing his stake from 55,500 to 34,870 shares. The transaction occurred at $74.40 on 2026-07-24, currently trading at $74.43, near the bottom of its 30-day decline of 17.6%. This sale is part of a pre-arranged 10b5-1 trading plan, meaning the timing and execution were scheduled in advance rather than discretionary. Notably, Rotsztain's two prior sales at SNEX (2026-05-20 and 2026-05-18) were followed by negative 30-day returns of 17.8% and 20.7% respectively, though his cross-ticker track record shows only 2 prior sales with an average 30-day return of 19.2%—limiting the precedent weight at this specific ticker.

2026-07-23 StoneX Group Inc. SNEX 10b5-1 Plan
medium
Sell
29,995 shares
$2,229,282
Significance 4/10

Chief Governance/Legal Officer Diego Rotsztain sold 30.0K shares of SNEX at $74.32 under 10b5-1 plan; retains 55.5K shares plus 556,875 stock options.

Diego Rotsztain, Chief Governance/Legal Officer, sold 29,995 shares at $74.32 on 2026-07-22 for $2.2M under a pre-arranged 10b5-1 trading plan, reducing his non-derivative holding to 55.5K shares but retaining 556,875 stock options. The stock has declined 20.9% from its 52-week high of $94.66 and fallen 18.6% over the prior 30 days, though it has risen 5.8% over 90 days. His prior two sales at SNEX occurred on 2026-05-20 and 2026-05-18, with 30-day outcomes of -17.8% and -20.7% respectively, consistent with his cross-ticker track record showing an average 30-day return of -19.2% following prior sales. As a scheduled 10b5-1 transaction, the timing reflects a pre-arranged schedule rather than a discretionary decision, and the company's fundamentals remain solid with revenue of $829.1M, net income of $174.3M, 16.2% annual growth, and a P/E of 12.84.

May 2026
2026-05-20 StoneX Group Inc. SNEX 10b5-1 Plan
medium
Sell
33,750 shares
$3,780,412
Significance 4/10

StoneX Chief Governance/Legal Officer Rotsztain sells 33,750 shares for $3.8M via pre-arranged 10b5-1 plan

Rotsztain executed 2 separate sales totaling 33,750 shares for $3,780,411.91 at blended average price $112.01, reducing his holdings by 59.2% from 56,997 shares to 23,247 shares post-transaction. The sales occurred on 2026-05-18 and 2026-05-20 under a pre-arranged 10b5-1 trading plan, meaning the sales were scheduled rather than discretionary. StoneX fundamentals show strong quarterly revenue of $829,100,000.00, net income of $174,300,000.00, and 16.2% annual revenue growth, with the stock currently trading at $109.37, down 12.8% from its 52-week high of $125.42. Since these sales are program-driven under a 10b5-1 plan, they carry no timing signal about the insider's contemporaneous view of valuation or near-term prospects.

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