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EdgarHawk

BR BROADRIDGE FINANCIAL SOLUTIONS, INC. Insider Trading

26 filings analyzed · Latest 2026-03-09
Insider buys
1
Insider sells
25
Unique insiders
10
Direction
Net selling

Historically, medium-priority insider buys have outperformed the S&P 500 by a median ~1% over the 30 days after filing — the edge is concentrated in that first month (n ≈ 7,520, 2022-2026). Past results don't predict the future. How we measure this ↗

March 2026
2026-03-09
medium
CEO
5,300 shares
$1,030,794
@ $194.49
Significance 6/10

CEO Timothy C Gokey bought 5,300 shares of BR at $194.49 on 2026-03-06, holding now 142.9K shares; stock currently -29.2% from 52-week high.

CEO Timothy C Gokey purchased 5,300 shares of Broadridge Financial Solutions at $194.49, increasing his total holding by 3.9% to 142.9K shares. This buy occurs at $194.49 while the current price sits at $189.01, and the stock has declined 29.2% from its 52-week high of $266.89. Notably, Gokey's track record at this ticker shows 5 consecutive well-timed sells in August 2025 with consistent negative 90-day outcomes (ranging from -11.6% to -15.1%), demonstrating precise sell-side timing. His cross-ticker track record shows 50.00% well-timed rate on 12 prior sells with -2.7% average 90-day return. The buy at a 29.2% discount from the recent peak warrants observation of whether this purchase reflects conviction at depressed levels or is part of routine portfolio management, particularly given the company's solid fundamentals (revenue $1.7B, net income $284.6M, P/E 20.68, annual growth +5.9%).

December 2025
2025-12-04
medium
Corporate VP
10,214 shares
$2,341,618
@ $229.26
Significance 5/10

VP Carey Thomas sold 10,214 shares at $229.26 for $2.3M, reducing holdings by 62.9% at BR

Corporate VP Carey Thomas executed 3 separate sales totaling 10,214 shares for $2,341,617.72 on 2025-12-03, reducing his stake from 16,240 shares to 6,026 shares—a 62.9% reduction in post-transaction holdings. The shares sold at $229.26, which is $1.62 below the current price of $230.88 and 13.5% below the 52-week high of $266.89. Notably, across his 5 prior BR sales, Thomas has not achieved well-timed sells: all 5 previous transactions posted positive 90-day returns (the stock rose after each sale), meaning he systematically sold before rallies. The current sale occurs when the stock is up 3.6% over 30 days and down 8.0% over 90 days, continuing a pattern where his timing has not aligned with subsequent downturns—the timing pattern remains unbroken even as the magnitude of this liquidation (62.9% reduction) significantly exceeds typical partial position adjustments.

November 2025
2025-11-18
low
President
3,984 shares
$900,384
@ $226.00
Significance 4/10

BR President Perry Christopher John sold 4.0K shares at $226.00 on 2025-11-18; holds 44.8K post-sale.

PERRY CHRISTOPHER JOHN, President of Broadridge Financial Solutions, sold 3,984 shares at $226.00 totaling $900,384.00, reducing his stake by -8.2% to 44,828 shares post-transaction. His cross-ticker track record shows 19 prior sells with an average 90-day return of +3.5%, indicating a 21.05% well-timed rate (meaning only about 1 in 5 of his prior sales preceded stock declines). At Broadridge specifically, his prior five sales show mixed outcomes—one sale on 2025-08-12 was followed by a -15.1% 90-day decline (well-timed), but the four sales on 2025-03-07 and one on 2024-09-10 delivered positive returns of +4.1% and +9.4% respectively, suggesting poor timing on those occasions. The current stock price of $224.94 is -15.7% from its 52-week high of $266.89 and down -14.1% over the past 90 days, placing this sale in a downtrend context, though this reflects post-transaction market movement rather than any timing signal within his control.

August 2025
2025-08-26
medium
CEO
5,674 shares
$1,466,010
@ $258.37
Significance 4/10

CEO Timothy Gokey sold 5,674 shares of BR at $258.37 on 2025-08-25; continues string of 4 recent sales in August.

Timothy Gokey, Broadridge's CEO, executed his fourth insider sale in an eight-day window (August 13–25), selling 5,674 shares for $1,466,010.10 while retaining 143,285 shares post-transaction. The pattern of concentrated selling activity in a brief timeframe stands out against his cross-ticker track record, where only 1 of 11 prior sells was well-timed at the 90-day mark (14.29% well-timed rate). At Broadridge specifically, his April 2025 sale showed a -0.1% 90-day return, indicating the stock did not decline after that earlier sale. The current stock price of $257.29 sits near the transaction price of $258.37 and within recent trading range, with the company trading at a P/E of 32.40 against $1.8B in quarterly revenue and 5.9% annual growth—fundamentals that do not suggest distress. The clustering of four sales within days, combined with modest historical timing accuracy, warrants monitoring of whether this reflects scheduled portfolio management or a shift in CEO positioning.

2025-08-18
medium
CEO
5,675 shares
$1,480,428
@ $260.87
Significance 5/10

CEO Timothy C Gokey sold 5,675 BR shares at $260.87 (8/18/25); holds 148,959 post-sale

Timothy C Gokey, the CEO of Broadridge Financial Solutions, sold 5,675 shares on 2025-08-18 at $260.87, reducing his holdings by 3.7%. The sale occurred near the 52-week high ($266.89 is only 2.6% above the transaction price), in an environment where the stock is up 8.8% over the prior 30 days. His cross-ticker track record shows a well-timed rate of 14.29% across 10 prior sales, though this low success ratio suggests limited predictive power; at BR specifically, 1 of 2 prior measurable sells (at 90-day outcomes) was well-timed, and the most recent same-ticker sale on 2025-08-15 is still within the measurement window. The timing here is ambiguous: the sale aligns with strong recent momentum, but the CEO retains a substantial position (148,959 shares post-sale), indicating continued alignment with the company's $30.5B market cap and $1.8B revenue base.

2025-08-15
high
CEO
134,822 shares
$35,102,465
@ $260.36
Significance 6/10

CEO Gokey sells 134,822 shares ($35.1M) in 3 transactions at $259.29–$262.46; reduces stake 46.6%

CEO Timothy C Gokey executed 3 separate sales totaling 134,822 shares for $35,102,464.96 on 2025-08-13 through 2025-08-15, reducing his holdings from 289,456 shares to 154,634 shares (a 46.6% reduction). The sales occurred near the 52-week high of $266.89 (current price $260.60 is -2.4% from that peak), and at a blended average price of $260.36. Historically, Gokey's prior 5 sales at Broadridge show a 20% well-timed rate at the 90-day mark, with mixed outcomes: 1 sale preceded an 8.7% 90-day rise, while another preceded a -5.0% decline. His cross-ticker track record shows a 14.29% well-timed rate across 7 prior sells with +5.0% average 90-day return, indicating the stock tended to rise after his sales. The stock is up 11.0% over 30 days and 8.0% over 90 days, trading at a P/E of 32.82 with strong fundamentals ($1.8B quarterly revenue, $243.1M net income, +5.9% annual revenue growth). The magnitude of this stake reduction—selling 46.6% of his position—merits investor monitoring of subsequent disclosures and company performance trends.

2025-08-12
medium
President
7,036 shares
$1,848,494
@ $262.72
Significance 5/10

BR President Perry John sold 7,036 shares at $262.72 for $1.8M; stock up 11.6% in 30 days, near 52-week high

Christopher John Perry, President of Broadridge Financial Solutions, sold 7,036 shares at $262.72 on 2025-08-12, reducing his holdings by 12.6% to 48,812 shares total. The sale occurred after a 30-day gain of +11.6% and 90-day gain of +10.5%, with the stock trading at $262.50 currently and just 1.6% below its 52-week high of $266.89. Across his prior trades at Broadridge (5 distinct sell events), none were well-timed on a 90-day basis—all five prior sales were followed by positive 90-day returns, meaning the stock rose after each sale. The company shows solid fundamentals with $1.8B in quarterly revenue and +5.9% annual revenue growth, though the P/E of 33.06 reflects elevated valuation. This sale stands out as discretionary open-market activity by a senior executive near the stock's recent peak, in a sector that has appreciated significantly over the past 90 days.

June 2025
2025-06-06
medium
Co-President ICS
4,903 shares
$1,204,966
@ $245.76
Significance 5/10

Douglas Richard DeSchutter (Co-President ICS, BR) sold 4,903 shares at $245.76 on 2025-06-06, reducing holdings 23.2%, for $1,204,966.18.

Douglas Richard DeSchutter sold 4,903 shares of Broadridge Financial Solutions at $245.76 on 2025-06-06, realizing $1,204,966.18 and reducing his holdings by 23.2%, from 21,166 shares to 16,263 shares. This is his second discrete sale in 10 days—he sold shares on 2025-05-27 as well—indicating active position reduction near the 52-week high ($246.25, just 0.4% above this transaction). His prior sells at Broadridge have shown mixed outcomes: three sales on 2024-11-07 each returned +6.9% at 30 days and +9.0% at 90 days, while a 2024-03-07 sale returned -1.0% at 30 days and -3.3% at 90 days, with only 25% of prior sales at this ticker being well-timed at the 90-day mark. His cross-ticker track record shows a 33.33% well-timed rate on sells, suggesting below-average timing skill. Broadridge trades at a P/E of 36.56 with $1.8B quarterly revenue and 7.4% annual growth, making current valuation a material context for near-peak-price selling activity.

May 2025
2025-05-28
medium
Co-President ICS
5,056 shares
$1,211,161
@ $239.55
Significance 5/10

Co-President DESCHUTTER DOUGLAS RICHARD sold 5,056 shares of BR at $239.55 for $1,211,161.26; holds 21,166 post-sale.

Douglas Richard, Co-President of ICS at Broadridge Financial Solutions, executed an open-market sale of 5,056 shares on 2025-05-27 at $239.55, reducing his holdings by 19.3% to 21,166 shares. The transaction occurred near the stock's 52-week high of $246.25, and the current price of $240.25 remains within 1.3% of the sale price. His prior sales at BR show mixed timing: three June 2024 sales achieved 6.9% and 9.0% returns over 30 and 90 days respectively, while a March 2024 sale resulted in -1.0% and -3.3% returns, and only 1 of his 5 prior BR trades was well-timed at the 90-day mark. His cross-ticker track record of 6 prior sells showed a 33.33% well-timed rate at the 90-day mark, with average post-sale 90-day returns of 3.6%, indicating he has not demonstrated consistent predictive accuracy. The company trades at a P/E of 35.80 with $1.8B quarterly revenue and 7.4% annual growth, but this individual transaction conveys no clear signal regarding insider sentiment or company trajectory.

2025-05-20
medium
4,829 shares
$1,169,745
@ $242.23
Significance 5/10

Director Carter Pamela L sells 4,829 shares of Broadridge (BR) for $1,169,745.09 on 2025-05-20, reducing holdings by 40%.

Director Pamela L Carter executed two separate sales totaling 4,829 shares at $242.23 per share, generating $1,169,745.09. This transaction reduces her post-transaction holdings to 7,242 shares from 12,071 shares, representing a 40.0% reduction in her shareholding. The sale occurs at a price ($242.23) near the stock's 52-week high of $246.25, with the current price at $242.68. Given Broadridge's strong fundamentals—$1.8B quarterly revenue, 7.4% annual growth, and $243.1M net income—the sale represents a material shift in insider positioning rather than a routine transaction.

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