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ASG LIBERTY ALL STAR GROWTH FUND INC. Insider Trading

Latest: President Bought $10K of Shares · Jun 2026

Multiple insiders have been active at LIBERTY ALL STAR GROWTH FUND INC. (ASG): 3 distinct insiders account for 6 buy filings and 0 sell filings as of Jun 2026. Its highest-significance filing in the last 90 days: President Mark T Haley bought $10K, transaction dated Jun 2026.

6 filings analyzed · Latest 2026-06-03

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Buys
6
Sells
0
Insiders
3
Direction
Net buying

LIBERTY ALL STAR GROWTH FUND INC. leadership

Chair
Thomas W. Brock — Chairman
June 2026
2026-06-03
low
President
1,950 shares
$10,426
@ $5.35
Significance 3

Mark T Haley (President, ASG) bought 1,950 shares in 2 transactions for $10,425.75 at $5.35 avg; 0 of 5 prior ASG buys well-timed at 90d.

Mark T Haley, President of Liberty All Star Growth Fund Inc., made two separate open-market purchases totaling 1,950 shares for $10,425.75 at a blended average price of $5.35 on 2026-06-02 and 2026-06-03. His post-transaction holdings are 154,322 shares, a net increase of 1,950 shares (+1.3% vs pre-transaction holdings). The current price of $5.33 is -6.3% from the 52-week high of $5.69 and trading within the 52-week range of $4.55–$5.69. Reviewing his prior trading history at ASG, Haley has 5 prior buys on record at this ticker, with 0 of 5 prior buys well-timed at the 90-day mark—all five showed negative 90-day returns (-14.7%, -3.5%, -5.7%, -3.4%, -2.7%), indicating a consistent pattern of purchasing ahead of subsequent declines at this security.

February 2026
2026-02-06
low
Treasurer
250 shares
$1,280
@ $5.12
Significance 2

Treasurer Rettinger buys 250 shares of ASG at $5.12; first open-market purchase in insider history.

Erich Rettinger (Treasurer) purchased 250 shares of Liberty All Star Growth Fund Inc. (ASG) at $5.12 on 2026-02-06, establishing an initial position of 250 shares. This marks the insider's first prior buy on record across all open-market activity. The purchase occurs as ASG trades at $5.18 current price, down 9.4% from its 52-week high of $5.72 and down 5.1% over the past 30 days. The transaction's modest size ($1,280.00 total value) and the insider's limited prior trading activity provide limited basis for drawing strong conclusions about conviction or market outlook.

December 2025
2025-12-30
low
President
2,000 shares
$10,690
@ $5.34
Significance 2

Mark T Haley (President) bought 2,000 shares of ASG at $5.34 on 2025-12-30; prior ASG buys show 0 of 4 well-timed at 90d mark.

Haley purchased 2,000 shares at $5.34, increasing his holding from 140,641 to 142,641 shares. His prior trade history at ASG shows a consistent pattern of unsuccessful timing: across 5 prior transactions at this ticker, none of the 4 measurable prior buys achieved positive 90-day returns, with outcomes ranging from -0.1% to -5.7% over 90 days. His cross-ticker record is similarly weak, showing 12 prior buys with an average 90-day return of -3.8% and a 0.00% win rate. The stock is currently trading at $5.35, -11.1% from its 52-week high and down 3.8% over 90 days, consistent with the negative performance pattern following his prior purchases at this company.

November 2025
2025-11-21
low
Assistant Secretary
500 shares
$2,528
@ $5.06
Significance 3

Assistant Secretary Khwaja-Dixon Sareena purchases 500 ASG shares at $5.06; first-time buys observed, price down 15.3% from 52-week high.

Khwaja-Dixon Sareena, an Assistant Secretary, purchased 500 shares of Liberty All Star Growth Fund at $5.06, representing her first equity purchase on open market in available record. The transaction occurred when the fund's price was trading 15.3% below its 52-week high of $6.02 and has declined 7.8% over the preceding 30 days. This initial buy by an officer-level insider in a closed-end fund provides a data point on insider participation, though the modest share count and the presence of only 1 prior open-market buy in her cross-ticker track record suggest limited historical pattern against which to evaluate conviction.

October 2025
2025-10-01
low
President
1,000 shares
$5,546
@ $5.55
Significance 3

ASG insider Haley Mark T purchases 1,000 shares at $5.55 on 2025-10-01, second buy in 3 weeks

Mark T, President of Liberty All Star Growth Fund, purchased 1,000 shares at $5.55, bringing holdings to 140.6K shares post-transaction. This represents his second open-market purchase of ASG in less than a month (prior buy on 2025-09-09). However, his same-ticker history shows a mixed record: of 5 prior trades at ASG, only 2 have measurable 90-day outcomes, both negative (-3.4% and -2.7%), with 0 of 2 prior buys well-timed at the 90-day mark. His cross-ticker track record across all tickers is similarly weak, averaging -3.1% 90-day returns with a 0% win rate across 10 prior buys. The current stock price of $5.56 is only 0.2% higher than the transaction price and sits 8.4% below the 52-week high.

September 2025
2025-09-09
low
President
1,500 shares
$8,475
@ $5.65
Significance 4

HALEY MARK T (President) purchased 1,500 shares of ASG at $5.65 on 2025-09-09 for $8,475.00

Mark T Haley, President of Liberty All Star Growth Fund Inc., purchased 1,500 shares at $5.65, bringing total holdings to 139,641 shares. The current price of $5.63 sits 7.2% below the 52-week high of $6.07, and the transaction occurred after a 30-day gain of 3.7%. Haley's cross-ticker track record shows an average 90-day return of -3.1% across 8 prior buys with a 0.00% win rate, and at ASG specifically, 2 prior measurable buys both resulted in 90-day declines (-3.4% and -2.7%), with 0 of 2 well-timed at the 90-day mark. This incremental purchase continues a pattern of open-market accumulation at ASG with a mixed outcome history.

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