AMP AMERIPRISE FINANCIAL INC Insider Trading

EVP Gerard Smyth sold 6,255 AMP shares at $472.52 on 2026-05-14 for $2,955,606.97, reducing holdings 50.6%.

Gerard Smyth, EVP & Head of Technology & Service Delivery, sold 6,255 shares (50.6% of his pre-transaction holdings of 12,358 shares) for a total of $2,955,606.97. His prior open-market sells across all tickers averaged +8.1% returns at the 90-day mark, with a 0.00% well-timed rate—meaning none of his prior sells preceded declines. At AMP specifically, his two prior measurable sales (2024-02-26 and prior) showed +8.3% and +7.9% 90-day returns, also poorly timed. The current stock trades at $471.18, -14.4% from its 52-week high of $550.18, suggesting the sale occurred during elevated valuation. AMP's fundamentals remain solid with $4.8B quarterly revenue, $915.0M net income, and a P/E of 10.87, showing no distress signals. The substantial reduction in his holdings warrants monitoring to determine whether this sale pattern continues or whether context (such as portfolio rebalancing or liquidity needs unrelated to the stock's prospects) explains the transaction.

CEO William F. Truscott sells 5,000 AMP shares at $532.08; stock now $467.30, down 15.0% from 52-week high

William F. Truscott, CEO of Global Asset Management, sold 5,000 shares on 2026-02-10 at $532.08, reducing his position by 29.2% from 17,149 to 12,149 shares. The current price of $467.30 is 15.0% below the 52-week high of $549.44, suggesting the stock has pulled back since the transaction. His timing at AMP shows mixed results: of his 5 prior sells at this ticker, 2 were well-timed (the stock declined after), while 3 saw subsequent gains, including substantial 30.0% and 6.4% 90-day returns on prior sales in 2024. AMP fundamentals remain solid with $4.8B in revenue, $912.0M net income, 11.1% annual revenue growth, and a 11.97 P/E ratio, indicating the company is profitable and growing. The current sale does not immediately reveal a clear conviction signal given the mixed track record and healthy fundamentals.

AMP President of Insurance & Annuities sold 4,658 shares (-50.2% of holdings) at $542.88 on 2026-02-09 for $2.5M; stock now -11.6% from 52-week high.

Alvero Gumer sold approximately half his AMP holdings (4,658 shares) at $542.88, reducing his stake from 9,279 to 4,621 shares. The transaction occurred near the stock's 52-week high, with AMP now trading at $485.96, approximately 11.6% below the transaction price. His prior two AMP sales (2024-10-31 and 2024-03-27) both resulted in positive 90-day returns, indicating he has not historically timed AMP sales well — both were followed by further gains rather than declines. AMP's fundamentals remain solid with FY revenue growth of +11.1%, a P/E of 12.45, and Q4 net income of $912.0M, but Gumer's decision to liquidate half his position during strength in the broader market context, combined with the stock's subsequent -4.7% move over the past 30 days, merits attention to his conviction in near-term price direction relative to his execution.

CFO Berman sells 7,000 AMP shares ($3.8M) at $544.22; holdings cut to 5.6K (-55.5%)

Walter Stanley Berman, Executive VP and CFO, sold 7,000 shares of Ameriprise Financial on 2026-02-05 at $544.22, reducing his holdings from 12.6K to 5.6K shares—a 55.5% reduction in his position. At the transaction price, the trade represented $3,809,511.30 in proceeds, executed near the company's 52-week high of $549.44. Berman's prior four sales at Ameriprise (through 90-day lookback) showed negative returns in 3 of 4 instances, with a timing pattern of 4 of 5 prior sells being well-timed at the 90-day mark; this sale occurs after the stock has risen 16.0% over 90 days and 6.2% over 30 days. The company trades at a P/E of 13.81 with recent quarterly net income of $912.0M on $4.8B revenue, reflecting an 11.1% annual growth rate.

AMP CEO Cracchiolo sells 48,813 shares for $26,601,189.66; reduces holdings by 31.2%

James M. Cracchiolo, Chairman and CEO of Ameriprise Financial, executed 8 separate sales on 2026-02-04, totaling 48,813 shares for $26,601,189.66 at a blended average price of $544.96. This transaction reduced his shareholdings from 156,446 shares to 107,633 shares—a 31.2% reduction in his open position. The sales occurred while the stock traded near its 52-week high ($549.44), at 98.8% of peak, and represent a significant realignment of his exposure to the company. Examining his same-ticker timing history at AMP: of his 5 prior sales, only 1 was well-timed at the 90-day mark (a 20% success rate), and his most recent AMP sale (2024-11-11) resulted in negative 90-day returns of -4.4%, suggesting limited predictive accuracy at this ticker. The stock has appreciated +9.0% over the past 30 days and +17.7% over 90 days, and the company's fundamentals remain solid with 11.1% annual revenue growth, net income of $912,000,000, and a P/E of 13.91. The scale and timing of this divestiture warrant monitoring to assess whether it reflects genuine portfolio rebalancing needs or a shift in the insider's assessment of value.

EVP/GC Heather Melloh sells 1,500 AMP shares at $512.34 (36.9% of holdings) for $768,502.50

Heather Melloh, EVP and General Counsel of Ameriprise Financial, sold 1,500 shares (1.5K shares) at $512.34 on 2025-09-04, reducing her holdings from 4,062 shares (4.1K shares) to 2,562 shares (2.6K shares). This represents a substantial reduction of 36.9% of her pre-transaction position. The sale occurred at $512.34, which is above the current price of $492.44 and above the 52-week midpoint, but the stock remains -14.4% from its 52-week high of $575.13. Given the company's strong fundamentals—annual revenue growth of +11.1%, quarterly revenue of $4.4B, quarterly net income of $1.1B, and a reasonable P/E of 14.39—the transaction reflects a material liquidation by a senior executive rather than a signal tied to visible operational deterioration. The timing and scale warrant observation for any emerging context around capital allocation or executive positioning.

CEO Cracchiolo sells 33,692 AMP shares at $144.56; stock now at $499.03, -13.2% from 52-wk high.

CRACCHIOLO JAMES M sold 33,692 shares of Ameriprise Financial on 2017-07-31 at $144.56, reducing his holdings from 166,444 shares to 132,752 shares. The current price of $499.03 is substantially elevated from the 2017 transaction price, reflecting significant company appreciation over the intervening years. Among his prior five sales at AMP, only 1 of 5 were well-timed at the 90-day mark, suggesting limited predictive value in his historical AMP sale pattern. His cross-ticker track record shows a 90-day well-timed rate of 13.33% across 15 prior sells, slightly above random but not compelling. With the stock currently -13.2% from its 52-week high and down 8.6% over 30 days, recent price action has eroded some prior gains, though fundamentals remain solid: the company generated $511.0M net income on $4.4B revenue (latest quarter) with 11.1% annual growth and a 13.51 P/E.

Sweeney Joseph Edward (Pres AWM Products) sells 4,636 shares of AMP for $2,499,147.99 at $539.07; holdings drop 39.0% to 7,237 shares.

Sweeney Joseph Edward, President of AWM Products & Services, executed a substantial open-market sale of 4,636 shares on 2025-02-19 at $539.07, reducing his holdings by 39.0% from 11,873 to 7,237 shares. His cross-ticker track record shows a 50.00% well-timed sell rate (6 prior sells with avg 90d return of +3.1%), though at Ameriprise specifically, his prior 5 trades show mixed timing—only 3 of 5 were well-timed at the 90-day mark. The current price of $530.48 is -7.8% from the 52-week high, and the stock has declined -5.5% over 30 days and -7.3% over 90 days since the transaction. Fundamentally, AMP remains profitable with Q4 revenue of $4.4B, net income of $511.0M, and annual revenue growth of +11.1%, supporting a P/E of 14.36. The sale represents a material portfolio reduction from a President-level executive but lacks sufficient data to distinguish between portfolio rebalancing and a directional view on valuation.

CFO Berman sold 8,000 AMP shares for $4,391,516.40; holdings drop 56.5% to 6,167 shares post-transaction

Walter Stanley Berman, Executive VP and CFO, executed 2 separate sales totaling 8,000 shares for $4,391,516.40 at blended average price of $548.94. This transaction reduced his holdings by 56.5%, from 14,167 to 6,167 shares post-transaction. The sales occurred at prices ($547.17 and $550.71) near the 52-week high of $575.13, with current price at $541.01, suggesting the sales were executed at relatively favorable price levels. Looking at Berman's same-ticker history at AMP, 2 of his 5 prior sells were well-timed at the 90-day mark, indicating a mixed track record of sell-timing at this specific company. The company's fundamentals remain solid with P/E of 14.64, revenue of $4,397,000,000.00, and annual revenue growth of +11.1%.

CEO Truscott sells 6,000 AMP shares for $3.2M at $540.29; prior 3 AMP sales all preceded 90-day gains

Truscott sold 6,000 shares (36.6% of pre-transaction holdings) at $540.29 on 2025-02-06, reducing his stake from 16,391 to 10,391 shares. His prior three sales at AMP (on 2024-08-28, 2024-02-28, and 2024-01-26) each generated positive 90-day returns ranging from 5.3% to 30.0%, indicating a pattern of selling before stock appreciation rather than ahead of declines. The current price of $529.18 is 8.0% below the 52-week high of $575.13, and the stock has declined 5.7% over 90 days; if this pattern continues, the sale may not have preceded further upside. AMP fundamentals remain solid with $4.4B quarterly revenue, +8.9% annual growth, and a P/E of 18.97, so the sale does not reflect obvious deterioration in business quality.